-
In this analysis, we search for the decay
$ \phi\to\pi^+\pi^+e^-e^- $ via$ J/\psi\to\phi\eta, \eta\to\gamma\gamma $ . In order to avoid the large uncertainty from$ {\cal{B}}(J/\psi\to\phi\eta) $ [34], which is about 11%, we measure the branching fraction of the signal decay$ \phi\to\pi^+\pi^+e^-e^- $ relative to that of the reference channel$ \phi\to K^+K^- $ via$ J/\psi\to\phi\eta $ .The branching fractions of
$ \phi\to \pi^+\pi^+ e^-e^- $ and$ \phi\to K^+K^- $ can be written as$ \begin{aligned} \begin{split} {\cal{B}}(\phi \to\pi^+\pi^+e^-e^-)=\frac{N_{\pi^+\pi^+e^-e^-}^{\rm{net}}/\varepsilon_{\pi^+\pi^+e^-e^-}}{N^{\rm{tot}}\times {\cal{B}}(J/\psi\to\phi\eta)\times{\cal{B}}(\eta\to\gamma\gamma)}, \end{split} \end{aligned} $
(1) and
$ \begin{aligned} {\cal{B}}(\phi \to K^+K^-)= \frac{N_{K^+K^-}^{\rm{net}}/\varepsilon_{K^+K^-}}{N^{\rm{tot}}\times {\cal{B}}(J/\psi\to\phi\eta)\times{\cal{B}}(\eta\to\gamma\gamma)}, \end{aligned} $
(2) respectively, where
$ N_{\pi^+\pi^+e^-e^-}^{\rm{net}} $ and$ N_{ K^+K^-}^{\rm{net}} $ are the signal yields,$ N^{\rm{tot}} $ is the total number of$ J/\psi $ events,$ \varepsilon_{\pi^+\pi^+e^-e^-} $ and$ \varepsilon_{K^+K^-} $ are the detection efficiencies for the$ J/\psi\to\eta\phi, \eta\to\gamma\gamma,\phi\to\pi^+\pi^+e^-e^- $ and$ J/\psi\to\eta\phi,\eta\to\gamma\gamma,\phi\to K^+K^- $ , respectively.$ {\cal{B}}(J/\psi\to\phi\eta) $ and$ {\cal{B}}(\eta\to\gamma\gamma) $ are the branching fractions of$ J/\psi\to\phi\eta $ and$ \eta\to\gamma\gamma $ . With the above two equations, the branching fraction of$ \phi\to \pi^+\pi^+ e^-e^- $ can be determined by$ \begin{aligned} {\cal{B}}(\phi \to\pi^+\pi^+ e^-e^-)={\cal{B}}(\phi\to K^+K^-) \times\frac{N_{\pi^+\pi^+e^-e^-}^{\rm{net}}/\varepsilon_{\pi^+\pi^+e^-e^-}}{N_{K^+K^-}^{\rm{net}}/\varepsilon_{K^+K^-}}, \end{aligned} $
(3) where
$ {\cal{B}}(\phi\to K^+K^-)=(49.2\pm0.5) $ % [34]. The uncertainty of the input$ {\cal{B}}(\phi\to K^+K^-) $ is only 1.0%, thus the total systematic uncertainty can be reduced significantly. -
The reference decay
$ J/\psi\to \phi\eta $ is reconstructed with$ \eta\to\gamma\gamma $ and$ \phi\to K^+K^- $ . In each event, at least two charged tracks and two neutral candidates are required.Charged tracks detected in the MDC are required to be within a polar angle (θ) range of
$ |{\rm{cos}}\theta|<0.93 $ , where θ is defined with respect to the z-axis, which is the symmetry axis of the MDC. The distance of closest approach to the interaction point (IP) must be less than 10 cm along the z-axis,$ |V_{z}| $ , and less than 1 cm in the transverse plane,$ |V_{xy}| $ . Events with exactly two good charged tracks with zero net charge are kept for further analysis. For charged particle identification (PID), we use a combination of the$ dE/dx $ in the MDC, and the time of flight in the TOF to calculate the Confidence Level (CL) for pion and kaon hypotheses ($ CL_{\pi} $ and$ CL_K $ ). For kaon candidates, they are required to satisfy$ CL_K>0.001 $ and$ CL_K>CL_{\pi} $ to avoid contamination from pions and to suppress background.The photon candidates are selected from isolated EMC clusters. To suppress the electronics noise and beam related background, the clusters are required to start within 700 ns after the event start time and fall outside a cone angle of
$ 20^\circ $ around the nearest extrapolated good charged track. The minimum energy of each EMC cluster is required to be greater than 25 MeV in the barrel region ($ |\cos\theta|<0.80 $ ) or 50 MeV in the end-cap regions ($ 0.86<|\cos\theta|<0.92 $ ). The η candidate is reconstructed by$ \eta \to \gamma \gamma $ , where the invariant mass of the$ \gamma \gamma $ pair is required to satisfy 0.45 GeV/$ {c}^2 $ $ < M_{\gamma \gamma} < $ 0.65 GeV/$ {c}^2 $ . To reduce backgrounds and improve mass resolution, a kinematic fit is performed by constraining the total four momentum (4C) to that of the initial$ e^+e^- $ beams, under the hypothesis of$ e^+e^-\to K^+K^-\gamma\gamma $ . All good photons are looped over together with the two tracks in the kinematic fit, and candidate with the least$ \chi^2 $ is retained for further analysis.To obtain the signal yield of
$ \phi\to K^+K^- $ , we fit the$ M_{K^+K^-} $ distribution of the accepted candidate events in the η signal region ([0.525,0.565] GeV/$ {c}^2 $ ) and in the η sideband region ([0.452,0.492] GeV/$ {c}^2 $ or [0.598,0.638] GeV/$ {c}^2 $ ). The signal region is determined by$ [\mu-3\sigma, \mu+3\sigma] $ ; the sideband region is outside the signal region and the distance between the two intervals is 5σ, where μ and σ are mean and standard deviation obtained from a Gaussian fit to the$ M_{\gamma\gamma} $ distribution as shown in Fig. 1. In the fits to the$ M_{K^+K^-} $ distribution in the η signal region, the signal shape is described by a MC shape convolved with a double Gaussian function and the background shape is described by second-order polynomial function. In the fits to the$ M_{K^+K^-} $ distribution in the η sideband region, the signal shape is described by a MC shape convolved with a double Gaussian function and the background shape is described by an inverted ARGUS function [37] multiplied by a fourth-order polynomial function. The parameters of the double Gaussian function and the background model are floating in the fits. With the numbers of$ N_{\rm signal} $ and$ N_{\rm sideband} $ obtained from the fits in Fig. 2, the net number of the$ \phi\to K^+K^- $ candidate events is calculated byFigure 1. (color online) Fit to the
$ M_{\gamma\gamma} $ distribution, where the black points represent the signal MC candidates, the blue curve is the fit result, the red dashed line is the second-order polynomial background, the red arrows show the signal region and the black arrows show the sideband region.Figure 2. (color online) Invariant mass
$ M_{K^+K^-} $ distributions of$ J/\psi \to \phi \eta $ candidates in the (a) signal and (b) sideband region of η, with fit results overlaid, where the black points represent data, the blue curves are the fit results, the green dash-dotted curves are the fitted background shapes, the red dotted curves are the signal shapes.$ \begin{aligned} N^{\rm net}_{K^+K^-}=N_{\rm signal}-\frac{1}{2}\times N_{\rm sideband}=823764\pm1023. \end{aligned} $
(4) Here,
$ \frac{1}{2}\times N_{\rm sideband} $ is the yield of the background under$ M_{\gamma\gamma} $ signal region, where the scale factor$ 1/2 $ is determined under the assumption that the background is flat in the$ M_{\gamma\gamma} $ distribution.To determine the detection efficiency, the
$ J/\psi\to \phi\eta\; (\phi\to K^+K^-, \eta\to\gamma\gamma) $ decays are simulated, where the decays of$ J/\psi\to\phi\eta $ ,$ \phi\to K^+K^- $ and$ \eta\to\gamma\gamma $ are modeled by a helicity amplitude generator HELAMP, VSS model (decay of a vector particle to a pair of scalars), and a PHSP generator, respectively [38]. After applying all the selection criteria, we fit the invariant mass of the$ K^+K^- $ ($ M_{K^+K^-} $ ) for the survived signal MC events in the signal region and sideband region, respectively. In the fits, the signal shape is modeled by a MC shape convolved with a double Gaussian function and the background is described by a second-order polynomial function. The number of observed signal events is obtained to be$ N^{\rm MC}_{\rm obs}=N_{\phi\to K^+K^-}^{\rm signal}-\frac{1}{2}\times N_{\phi\to K^+K^-}^{\rm sideband} $ , where$ N_{\phi\to K^+K^-}^{\rm signal} $ and$ N_{\phi\to K^+K^-}^{\rm sideband} $ are the observed numbers in the η signal region and sideband region, respectively. Dividing it by the number of total signal MC events$ N^{\rm MC}_{\rm total} $ , the efficiency of detecting the decays of$ \phi\to K^+K^- $ is$ \begin{aligned} \varepsilon_{KK} = \frac{N^{\rm MC}_{\rm obs}}{N^{\rm MC}_{\rm total}}=\frac{471297}{1000000}=(47.1\pm0.1)\%. \end{aligned} $
(5) -
The LNV decay of
$ \phi \to \pi^+\pi^+e^-e^- $ is searched through$ J/\psi\to \phi\eta $ , where the η candidate is reconstructed through$ \eta\to\gamma\gamma $ . In each event, at least four charged tracks and two neutral candidates are required.The good charged tracks are selected with the same criteria as the reference mode. For charged PID, we use a combination of the dE/dx in the MDC, the time of flight in the TOF, and the energy and shape of clusters in the EMC to calculate the CL for electron, pion, and kaon hypotheses (
$ CL_e $ ,$ CL_{\pi} $ , and$ CL_K $ ). The electron candidates are required to satisfy$ CL_e>0.001 $ and$ CL_e/(CL_e+CL_K+CL_{\pi})>0.8 $ . Furthermore, to suppress background from pions, electrons must satisfy an additional requirement$ E/p > 0.8 $ for tracks with$ p_e \geq $ 0.5 GeV/c, where E and p represent the energy deposited in the EMC and the momentum reconstructed in the MDC, respectively. Pion candidates are required to satisfy$ CL_\pi>0 $ and$ CL_\pi>CL_K $ . The good photons are selected in the same way as in the reference mode.To reduce backgrounds and improve the mass resolution, a kinematic fit is performed by constraining the total four momentum (4C) to that of the initial
$ e^+e^- $ beams. All the good photons are looped over together with the four tracks in the kinematic fit. To suppress the combinatorial background, the$ \chi^2 $ of the 4C kinematic fit is required to be less than 30, which is determined through the Punzi significance method [39] with the formula$ \dfrac{\varepsilon}{1.5+\sqrt{B}} $ , where ε is the detection efficiency and B is the number of background events from the inclusive MC sample. If there is more than one combination, the combination with the minimum$ \chi^2 $ is retained.To suppress contamination of the final states with four charged tracks from mis-identification, we perform 4C kinematic fits under six different hypotheses of
$ J/\psi \to \pi^+\pi^+e^-e^-\gamma\gamma $ ,$ K^+K^-K^+K^-\gamma\gamma $ ,$ K^+K^- p\bar p\gamma\gamma $ ,$ K^+K^-\pi^+\pi^-\gamma\gamma $ ,$ \pi^+\pi^-\pi^+\pi^-\gamma\gamma $ , and$ \pi^+\pi^-p\bar p\gamma\gamma $ . If the kinematic fit for the$ \pi^+\pi^+e^-e^-\gamma\gamma $ hypotheses is successful and gives the minimum$ \chi^2 $ among these six assignments, the event is then accepted for further analysis.To further suppress possible background from
$ \gamma- $ conversion, the opening angle$ \theta_{\pi e} $ between any pions (possibly mis-identified from real positrons) and electrons are required to be greater than$ 8^\circ $ .Based on a fit with a double Gaussian function and a Chebychev polynomial to model the signal and background shapes of the simulated
$ M_{\pi^+\pi^+ e^-e^-} $ and$ M_{\gamma\gamma} $ distributions, the signal region is determined to be$ [0.99, 1.04] $ GeV/$ {c}^2 $ for$ M_{\pi^+\pi^+ e^-e^-} $ and$ [0.52, 0.57] $ GeV/$ {c}^2 $ for$ M_{\gamma\gamma} $ . This corresponds to a range of$ \pm3 $ times the mass resolution around their known masses [34]. The detection efficiency is determined to be 4.40% with simulated$ J/\psi\to\phi\eta \to (\pi^+\pi^+e^-e^-)(\gamma\gamma) $ events, where the$ J/\psi $ decay is modeled by a helicity amplitude generator HELAMP [38] and the ϕ/η decays are modeled by a phase space (PHSP) generator.With an event type analysis tool, TopoAna [40], the backgrounds from
$ J/\psi $ decays are investigated using an inclusive MC simulation sample, which has the same size as the$ J/\psi $ data sample. Only 39 events from 14 different decay channels remain. The distribution of$ M_{\pi^+\pi^+ e^-e^-} $ for the background events from the inclusive MC simulation sample is shown in Fig. 3, where the red arrows show the signal region. No background event is found in the signal region.Figure 3. (color online) The distribution of
$ M_{\pi^+\pi^+ e^-e^-} $ for the events in the range of$ M_{\gamma\gamma}\in(0.52,0.57) $ GeV/$ c^2 $ , where the points with error bars are data, the histogram in different styles represent different sources of background modes shown in legend. The red arrows show the signal region.To avoid the influence of statistical fluctuation, large exclusive MC simulation samples for the three main background channels, (1)
$ J/\psi \to \pi^{+}\pi^-\eta\gamma^F,\eta \to e^{+}e^-\gamma^F $ ($ \gamma^F $ is the γ from final state radiation), (2)$ J/\psi \to\eta^{\prime}, \eta^{\prime}\to\pi^{+}\pi^-\eta,\eta \to e^+e^- $ , (3)$ J/\psi \to \pi^{+}\eta b_{1}^{-},\eta \to \gamma \gamma, b_{1}^{-}\to \pi^{-}\omega,\omega \to e^{+}e^- $ , are produced. Furthermore, possible background from other ϕ decays, such as$ J/\psi \to \phi \eta, \phi\to e^{+}e^-\eta, \eta \to \gamma \gamma $ , is also checked. No background event is found near the signal region under the current MC sample statistics. Figure 4 shows the two dimensional distribution of$ M_{\gamma\gamma} $ versus$ M_{\pi^+ \pi^+ e^-e^-} $ of the accepted$ \phi \to \pi^+ \pi^+ e^-e^- $ candidate events in data. There is no event in the signal region.Figure 4. (color online) The distribution of
$ M_{\gamma\gamma} $ versus$ M_{\pi^+ \pi^+ e^-e^-} $ of the accepted$ \phi \to \pi^+ \pi^+ e^-e^- $ candidate events in data. The red box indicates the signal region defined as$ [0.99, 1.04] $ GeV/$ {c}^2 $ for$ M_{\pi^+\pi^+ e^-e^-} $ and$ [0.52, 0.57] $ GeV/$ {c}^2 $ for$ M_{\gamma\gamma} $ . -
The sources of systematic uncertainties for the product branching fractions include MDC tracking, charged PID, 4C kinematic fit,
$ \chi^2 $ requirement,$ \theta_{\pi e} $ requirement, signal window, fitting procedure, MC modeling,$ N^{\rm net}_{K^+K^-} $ determination, and$ {\cal{B}}(\phi\to K^+K^-) $ . All the systematic uncertainties are summarized in Table 1, and the total uncertainty is obtained by adding the individual components in quadrature.Source Uncertainty (%) MDC tracking 2.6 PID 6.2 4C kinematic fit for $ \phi\to K^+K^- $ 0.2 4C kinematic fit for $ \phi\to \pi^+\pi^-e^+e^- $ 2.3 $ \theta_{\pi e} $ selection requirement4.1 Signal window 0.2 Yield of $ \phi\to K^+K^- $ 1.1 MC modeling 1.9 $ {\cal{B}}(\phi\to K^+K^-) $ 1.0 Total 8.6 Table 1. Relative systematic uncertainties in the branching measurement.
According to Eq. 3, the systematic uncertainties of photon detection and quoted branching fractions (
$ {\cal{B}}(J/\psi\to\phi\eta) $ and$ {\cal{B}}(\eta\to\gamma\gamma) $ ) are cancelled.The uncertainties on tracking efficiency are estimated with the control samples
$ J/\psi \to\pi^+\pi^-\pi^0 $ ,$ J/\psi\to e^+e^-(\gamma_{{\rm FSR}}) $ ($ \gamma_{{\rm FSR}} $ is the FSR photon) and$ J/\psi\to\pi^0K^+K^- $ , and are determined to be 0.3% per pion, 0.7% per electron and 0.3% per kaon considering the efficiency differences between data and MC simulations, respectively. Similarly, the uncertainties of PID are 1.0%, 1.0%, and 1.1% for each charged electron, pion, and kaon, respectively. After adding the systematic uncertainties of each track linearly, the total systematic uncertainties on the tracking efficiency and PID efficiency are obtained to be 2.6% and 6.2%, respectively.The systematic uncertainty due to the 4C kinematic fit for
$ J/\psi\to\phi\eta\to K^+K^-\eta\; (\eta\to\gamma\gamma) $ is studied by using the control sample of$ J/\psi\to K^+K^-\pi^0\; (\pi^0\to\gamma\gamma) $ decay mode. The corresponding uncertainty is estimated to be 0.2% by comparing the difference of efficiencies between data and MC simulation. Similarly, the systematic uncertainty due to the 4C kinematic fit and$ \chi^2<30 $ for$ J/\psi\to \phi\eta \to \pi^+\pi^-e^+e^-\eta\; (\eta \to \gamma\gamma) $ is studied by using control sample of$ J/\psi \to \pi^+\pi^-\pi^+\pi^-\eta\; (\eta \to \gamma\gamma) $ decay mode. The corresponding uncertainty is assigned to be 2.3%.The uncertainty of the
$ \theta_{\pi e} $ requirement is estimated by varying the optimized requirement$ \theta_{\pi e}>8^\circ $ with alternative$ \theta_{\pi e} $ requirements, i.e.$ \theta_{\pi e}>3^\circ $ ,$ \theta_{\pi e}>4^\circ $ ,...,$ \theta_{\pi e}>12^\circ $ ,$ \theta_{\pi e}>13^\circ $ . The largest standard deviation on the detection efficiency, 4.1%, is taken as the corresponding systematic uncertainty.To investigate the systematic uncertainty due to the choice of η signal window, we use different signal window ranges, such as
$ \pm 3.1\sigma $ ,$ \pm 3.2\sigma $ ,$ \pm 2.8\sigma $ , etc. The standard deviation on the detection efficiency of 0.2% is taken as the uncertainty.The systematic uncertainty of the yield of the reference decay
$ J/\psi\to\phi\eta, \phi\to K^+K^- $ includes the fit range, the signal shape, and the background shape. The uncertainty due to the fit range of$ M_{KK} $ is estimated by changing the fit from (0.99,1.10) GeV/$ {c}^2 $ to (0.99,1.09) GeV/$ {c}^2 $ and (0.98,1.10) GeV/$ {c}^2 $ . The uncertainty due to the background shape is estimated by changing the second-order polynomial function to a first-order polynomial function. To estimate the systematic uncertainty due to signal shape, we use alternative signal shapes, an MC shape convolved with a Gaussian function. The relative difference between the signal yield and the detection efficiency is taken as the corresponding systematic uncertainty. As a result, the systematic uncertainties are 1.0%, 0.1%, and 0.3% for fit range, background shape, and signal shape, respectively. After adding them in quadrature, the total systematic uncertainty associated with the fit procedure is obtained to be 1.1%.In order to estimate the uncertainty related to the MC simulation model, an intermediate majorana neutrino
$ \nu_N $ is assumed to decay into$ \pi^+e^- $ . However, the mass of$ \nu_N $ remains unknown and can range from the$ \pi e $ mass threshold to the largest available phase space of ϕ decay, which needs to satisfy$ m_e+m_\pi \leq m_{\nu_N} \leq \frac{m_\phi}{2} $ . We divide the mass range (0.150,0.50) GeV into 14 equidistant intervals, with a step of$ 0.025 $ GeV, i.e., 0.175 GeV, 0.200 GeV,..., 0.500 GeV. The detection efficiency is averaged to be$ (4.32 \pm 0.09) $ %. The difference between this value and the detection efficiency obtained by the PHSP model of 1.9% is taken as the associated systematic uncertainty.The uncertainty of the quoted branching fraction
$ {\cal{B}}(\phi\to K^+K^-) $ is 1.0% [34]. -
Because no event is observed in the signal region, the signal yield (
$ N^{\rm sig} $ ) and the background yield ($ N^{\rm bkg} $ ) are determined to be 0. The upper limit on the signal yield$ N_{\pi^+\pi^+ e^-e^-}^{\rm up} $ is estimated to be$ 45.4 $ at the 90% CL by utilizing a frequentist method [41] with unbounded profile likelihood treatment of systematic uncertainties, where the background fluctuation is assumed to follow a Poisson distribution, the detection efficiency ($ \varepsilon_{\pi^+\pi^+e^-e^-}= 4.40 $ %) is assumed to follow a Gaussian distribution, and the systematic uncertainty ($ \Delta_{\rm sys}=8.6 $ %) is considered as the standard deviation of the efficiency.The upper limit on the branching fraction of
$ \phi\to \pi^+\pi^+ e^-e^- $ is determined by$ \begin{aligned} {\cal{B}}(\phi\to \pi^+\pi^+ e^-e^-) < {\cal{B}}(\phi\to K^+K^-)\times \frac{N_{\pi^+\pi^+ e^-e^-}^{\rm up} }{N_{K^+K^-}^{\rm net}/ \varepsilon_{K^+K^-}}, \nonumber \end{aligned} $
where
$ \varepsilon_{K^+K^-}=47.1 $ %,$ N_{K^+K^-}^{\rm net}=823764\pm1023 $ ,$ {\cal{B}}(\phi\to K^+K^-)=(49.2 \pm 0.5) $ % [34] and$ N_{\pi^+\pi^+ e^-e^-}^{\rm up}=45.4 $ . Thus, the upper limit on the branching fraction is set to be$ \begin{aligned} {\cal{B}}(\phi\to\pi^+\pi^+ e^-e^-)<1.3\times 10^{-5}. \nonumber \end{aligned} $
Search for the lepton number violation decay ϕ → π+π+e−e− via J/ψ → ϕη
- Received Date: 2024-08-31
- Available Online: 2025-04-01
Abstract: Using